Investment Advisor

1. Selection and design process.

• Detailed analysis of the individual plan needs.
• Selection and design of specific features.
• Investment selection.
• Assist with the necessary documentation and creation of the plan.

2. The successful implementation.

• Enrollment meeting
• On-going education of plan features and options.
• Assistance with Financial Planning, Asset Allocation, and retirement planning.
• Encourage greater utilization by participants.

3. On-going monitoring, reporting, and communication.

• On-going communication with Trustees.
• Annual review of the plan with the trustee to insure that the plan is meeting all targeted objectives.

4. Keeping the plan current and responsive to owners and participants needs.

• Assist the trustees with keeping the plan compliant with applicable laws and regulations.
• Assist the trustees with modifications to the plan based on internal and market changes.

5. Fiduciary responsibilities.

• Help draft an investment policy statement.
• Ensuring compliance with ERISA section 404©.
• Providing Education and Advice service to plan participants.